Related Links

US Government and Securities Industry Organizations

FINRA is the largest independent regulator for all securities firms doing business in the United States.

finra.org

FDIC

The FDIC is an independent agency of the federal government that insures deposits in banks and thrift institutions.

fdic.gov

SIFMA is a 501(c)(6) organization that represents the shared interests of participants in the global financial markets. SIFMA members include international securities firms, US-registered broker-dealers and asset managers. The Association represents the industry on regulatory and legislative issues and initiatives, and also serves as a forum for outreach, training, education and community involvement.

sifma.org

The SEC oversees the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds and is concerned primarily with promoting the disclosure of important market-related information, maintaining fair dealing, and protecting against fraud.

sec.gov

BLS

The Bureau of Labor Statistics, part of the United States Department of Labor, is the principal fact-finding agency for the Federal Government in the broad field of labor economics and statistics and is responsible for many of the major economic data releases prevalent in the market.

bls.gov

Structured Investments Industry Resources

Prospect News

A daily newsletter that provides market coverage and commentary on Structured Products news.

ProspectNews.com/spdetails.html

DW Online

Global news for over-the-counter derivatives professionals

iiderivatives.com

Structured Retail Products

In addition to news services, analysis and research, StructuredRetailProducts.com provides an online database of structured products in the European, Asia-Pacific and Americas markets.

StructuredRetailProducts.com

Structured Products Magazine

Structured Products is dedicated to the wholesale market for structured notes, index products, alternative investments and funds of funds.

StructuredProductsOnline.com

mtn-i

Global Structured Note, Private Placement and MTN Market Coverage

mtn-i.com

Structured Products Association

The Structured Products Association

StructuredProducts.org

Financial Industry Publications

Boomer Advisor Magazine

"The Boomer Retirement Experts" Boomer Market Advisor, through its print magazine and website, delivers real-world case studies and sales and marketing strategies to advisors focusing on boomer clients.

Advisor.com/BoomerAdvisor

Financial Advisor

FA Magazine is an online magazine that delivers essential market information and strategies to its subscriber base of financial planners, registered investment advisors and independent broker-dealers.

Fa-Mag.com

Investment Advisor

Investment Advisor magazine provides unbiased news, information, and analysis to independent and independent-minded advisors on the topics of wealth management, alternative investments, retirement planning, technology, and practice management.

InvestmentAdvisor.com

"The Leading News Source for Financial Advisors" Investment News delivers news and analysis essential to the business of financial advisers, including up-to-date market information on the stories and events affecting their clients’ investments.

InvestmentNews.com

On Wall Street

On Wall Street provides financial advisors at the largest and most prestigious brokerage firms with the best information and analysis in the industry, covering a wide range of topics from breaking news on the regulatory and legal fronts to in-depth analysis and planning advice.

OnWallStreet.com

"The Source for Investment Professionals" Registered Rep. serves more than 125,000 brokers, financial advisors and financial planners covering all the issues facing this profession.

RegisteredRep.com

Research Magazine

Research magazine highlights the latest information on financial tools and important trends that affect today's financial advisors and clients nationwide.

ResearchMag.com

Wealth Manager

"Build. Preserve. Endow." Wealth Manager magazine and website is geared ot the needs of professionals in single- and multi-family office and independent RIA firms, private bankers and is evolving along with the wealth management business to meet needs not addressed by any other media outlets.

WealthManagerMag.com
$name
  • Continuing Education
  • Secondary Offerings
  • Resources & Tools
  • Blog
New Issues*

JP Morgan Chase
Classic 06/17/2010

JP Morgan Chase
Classic 09/17/2010

UBS
Classic 09/20/2010

JP Morgan Chase
Classic 03/17/2011

Union Bank, N.A.
Participating Index Linked 03/31/2014

Wells Fargo Bank, N.A.
Participating Index Linked 03/31/2014

JP Morgan Chase Bank, N.A.
Participating Index Linked 03/31/2015

Union Bank, N.A.
Participating Index Linked 03/31/2015

JP Morgan Chase Bank, N.A.
Participating Index Linked 03/31/2016

Union Bank, N.A.
Participating Index Linked 03/31/2016

Wells Fargo Bank, N.A.
Participating Index Linked 03/31/2016

Harris National Association
Callable Index Linked 03/31/2015

Wells Fargo Bank, N.A.
Yield Curve Steepener 03/19/2020

JP Morgan Chase Bank, N.A.
Yield Curve Steepener 03/31/2025

JP Morgan Chase Bank, N.A.
Range 03/26/2025

Union Bank, N.A.
Cliquet 09/30/2013

JP Morgan Chase Bank, N.A.
Cliquet 03/31/2016

Wells Fargo Bank, N.A.
Cliquet 03/31/2016

JP Morgan Chase Bank, N.A.
Income Generator 03/31/2016

Bank of America Corp.
CPI Linked 03/19/2020

Goldman Sachs Group, Inc.
Yield Curve Steepener 03/31/2025

JP Morgan Chase
Step-Up Callable 03/26/2020

Bank of America Corp.
Step-Up Callable 03/12/2025

Goldman Sachs Group, Inc.
Step-Up Callable 03/24/2025

JP Morgan Chase
Buffered Return Enhanced Note 03/30/2012

Goldman Sachs Group, Inc.
Buffered Return Enhanced Note 09/30/2011

JP Morgan Chase
Contingent Review 09/30/2011

Goldman Sachs Bank USA
Participating Index Linked 10/01/2015

JP Morgan Chase Bank, N.A.
Participating Index Linked 03/31/2014

JP Morgan Chase
Buffered Return Enhanced Note 09/30/2011

*Please see important disclaimers regarding these offerings.