Who We Serve
We Serve Financial Professionals and Institutions Including:
Broker-Dealers / Financial Advisors: Incapital serves a wide range of financial advisors including those employed by wirehouses, bank brokerages, regional broker-dealers, insurance broker-dealers, as well as independent broker-dealers. Incapital extends its resources and offerings to financial advisors looking to make structured products a part of their clients' investment portfolios. To learn more, Sign-Up as a Broker-Dealer / Financial Advisor.
Registered Investment Advisors: Incapital serves the registered investment advisor community focused on financial planning and wealth management. Incapital offers fee based structured products as well as resources tailored to RIA’s and their unique needs. To learn more, Sign-Up as a Registered Investment Advisor.
Trading Desks: Incapital serves trading desks managing trades at wirehouses, bank brokerages, regional broker-dealers, insurance broker-dealers, and independent broker-dealer firms. Incapital is committed to working with trading desks to faciliate the distribution of new issues and secondary market trading activity through an easy to use, proprietary, order-entry trade execution platform. To learn more, Sign-Up as a Trading Desk member.
Issuers: Incapital serves issuers by facilitating timely offerings to its network of broker-dealers and RIAs. We focus on distributing products that address current market conditions and issuer's needs. Incapital also endeavors to maintain an active secondary market in structured notes and CDs for issuers on Incapital's platform, as well as products for additional issuers. To learn more, Sign-Up as an Issuer.